Qualifications

 

 

 

 

 

 

 

 

 

 

 

 

 

 

William J. Nedza, CFP®

About My Practice:

 

 

My goal in working with clients is to help them define and achieve their goals and objectives by working in a "partnership" type relationship. I make recommendations based on what is right for my clients and believe a client should be comfortable with making decisions and in taking the actions recommended. While I have the required knowledge, training, experience and tools to assist my clients, in the end they are responsible for making the decisions.



I specialize in Comprehensive Financial Planning and Investment Advisory Services, with the belief that by addressing all areas of a client's financial situation I can have the greatest positive impact and help clients avoid potential pitfalls. I will, however, work with a client in a specific area of their situation, such as investment planning.



I abide by the strict standards of the Certified Financial Planner Board of Standards as well as the rules/regulations of the insurance commission(s) and all regulatory bodies under which I practice.



In my personal life I enjoy theater, performing arts, travel, music, sports, spending time with family and friends, contributing to charitable causes, and I am an avid cyclist.




Experience:



I have been in the financial industry since 1985 and have extensive knowledge in many areas of business. My education included concentrated training in management and entrepreneurship, which is valuable when working with businesses. My extensive certifications, education, and training allow me to work with many different clients.



Services Provided:


  • Comprehensive Financial Planning
  • Investment and Advisory Services
  • Insurance
  • Elder and Long Term Care Planning
  • Estate Planning
  • Retirement Planning
  • Stock and Bond Brokerage
  • Employee Benefits and Qualified Retirement Planning for businesses
  • Work with owners of closely-held businesses



Licensed to Provide the Following Securities:



  • Stocks and Bonds
  • Options
  • Mutual Funds



Insurance Licenses:



  • Life Insurance
  • Health / Disability Insurance
  • Variable Annuities/Insurance



Other Licenses and Designations:



  • NASD Series 3, 4, 7, 24, 53, 55, 63, 65 
  • CERTIFIED FINANCIAL PLANNERTM certification 



Education:  



  • Bachelors of Science - College of Commerce, DePaul University



Compensation:



  • I will do fee only planning if requested
  • I may refer client to other professionals if appropriate
  • I receive absolutely no compensation from other professionals for referral
  • Fee for Financial Planning (initial, hourly, and / or retainer)
  • Fee based on percentage of assets managed



Additional Information:



  • To maintain my license(s) and / or designation(s), I am required to earn 30 continuing education credits every year.
  • I will provide prospective clients with references.
  • I will provide a free initial consultation to prospective clients so that we may determine if their needs and my practice are well-matched



 


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